National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101406 | Oct 22, 2024 | SR-CboeBZX-2024-097 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Company Listing Fees in BZX Rule 14.13 Comments Due: November 18, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-097
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| 34-101394 | Oct 21, 2024 | SR-CboeBZX-2024-098 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: November 15, 2024 See Also - Exhibit 5 |
| 34-101322 | Oct 11, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Me View Received Comments |
| 34-101302 | Oct 10, 2024 | SR-CboeBZX-2024-094 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: November 7, 2024 See Also - Exhibit 5 |
| 34-101243 | Oct 3, 2024 | SR-CboeBZX-2024-093 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and Po Comments Due: October 30, 2024 |
| 34-101233 | Oct 2, 2024 | SR-CboeBZX-2024-091 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 16, 2025 View Received Comments |
| 34-101212 | Sep 27, 2024 | SR-CboeBZX-2024-088 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101190 | Sep 25, 2024 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 14.11(e)(10) (Managed Trust Securities) and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF Under Amended Rule 14.11(e)(10) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
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| 34-101080 | Sep 18, 2024 | SR-CboeBZX-2024-084 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Bitcoin ETF and the 21Shares Core Ethereum ETF to Add Two New Custodians to Each Trust Comments Due: October 15, 2024 |
| 34-101020 | Sep 13, 2024 | SR-CboeBZX-2024-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: October 10, 2024 See Also - Exhibit 5 |