National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-102491 | Feb 26, 2025 | SR-NYSENAT-2025-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for New Rule 10.7000 Comments Due: March 25, 2025 See Also - Rule19b-4 Information, Exhibit 5 Submit a Comment on SR-NYSENAT-2025-01
|
34-102215 | Jan 16, 2025 | SR-NYSE-2024-81, SR-NYSEAMER-2024-80, SR-NYSEARCA-2024-113, SR-NYSECHX-2024-37, SR-NYSENAT-2024-33 | New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT) | Notice of Withdrawal of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 24, 2025 |
34-102110 | Jan 3, 2025 | SR-NYSENAT-2024-34 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: January 31, 2025 View Received Comments See Also - Exhibit 5, Rule 19b-4 Information |
34-102039 | Dec 27, 2024 | SR-NYSENAT-2024-33 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: January 24, 2025 See Also - Exhibit 5 |
34-101833 | Dec 6, 2024 | SR-NYSENAT-2024-32 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2.4(a) Comments Due: January 2, 2025 See Also - Exhibit 5 |
34-101682 | Nov 21, 2024 | SR-NYSENat-2024-30 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 18, 2024 See Also - Exhibit 5 |
34-101680 | Nov 21, 2024 | SR-NYSENAT-2024-29 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 18, 2024 See Also - Exhibit 5 |
34-101635 | Nov 15, 2024 | SR-NYSENAT-2024-31 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE National Rule 7.13 to Remove References to the Chair of the Board and a Cross-Reference to NYSE National Rule 5.5 Comments Due: December 12, 2024 See Also - Exhibit 5 |
34-101578 | Nov 12, 2024 | SR-NYSENAT-2024-28 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: December 9, 2024 See Also - Exhibit 5 |
34-101253 | Oct 4, 2024 | SR-NYSENAT-2024-27 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: October 31, 2024 See Also - Exhibit 5 |