National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103302 Jun 24, 2025 SR-NASDAQ-2025-029 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: August 1, 2025
34-103239 Jun 12, 2025 SR-NASDAQ-2025-032 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 19, 2025. Rebuttal Comments Due:  September 2, 2025.
View Received Comments
34-103238 Jun 12, 2025 SR-NASDAQ-2025-021 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 8, 2025. Rebuttal comments should be submitted by July 22, 2025
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34-103218 Jun 10, 2025 SR-NASDAQ-2025-019 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 7, 2025. Rebuttal Comments Due: July 21, 2025.
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34-103217 Jun 10, 2025 SR-NASDAQ-2025-018 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: July 7, 2025. Rebuttal Comments Due: July 21, 2025.
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34-103211 Jun 9, 2025 SR-NASDAQ-2025-043 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 6, Section 4 (Exchange Sharing of Participant Risk Settings) to Permit the Allocation of Responsibility to Clearing Members
Comments Due: July 7, 2025
See Also - Exhibit 5
34-103194 Jun 4, 2025 SR-NASDAQ-2025-016 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Nasdaq Rule 5712 to Provide for the Listing and Trading of Commodity- and/or Digital Asset-Based Investment...
Comments Due: on or before July 1, 2025.  Rebuttal comments should be submitted by July 15, 2025.
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34-103187 Jun 4, 2025 SR-NASDAQ-2025-042 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change to List and Trade Shares of 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: July 1, 2025
34-103174 Jun 3, 2025 SR-NASDAQ-2025-041 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Cabinet Proximity Option Program
Comments Due: June 30, 2025
See Also - Exhibit 5
34-103141 May 28, 2025 SR-NASDAQ-2025-030 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
View Received Comments