National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103982 | Sep 16, 2025 | SR-NASDAQ-2025-068 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2025-068
|
| 34-103979 | Sep 16, 2025 | SR-NASDAQ-2025-069 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China View Received Comments See Also - Exhibit 5 |
| 34-103973 | Sep 15, 2025 | SR-NASDAQ-2025-056 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 2 to Proposed Rule Change to Adopt Generic Listing Standards for Commodity-Based Trust Shares under Rule 5711(d) View Received Comments See Also - Exhibit 5 |
| 34-103936 | Sep 10, 2025 | SR-NASDAQ-2025-053 | The Nasdaq Stock Market LLC (NASDAQ) | (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the iShares Ethereum Trust to Permit Staking of Ether Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: August 22, 2025 |
| 34-103918 | Sep 9, 2025 | SR-NASDAQ-2025-021 | The Nasdaq Stock Market LLC (NASDAQ) | (Withdrawn on 11/3/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule... View Received Comments |
| 34-103896 | Sep 5, 2025 | SR-NASDAQ-2025-018 | The Nasdaq Stock Market LLC (NASDAQ) | (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF... View Received Comments |
| 34-103895 | Sep 5, 2025 | SR-NASDAQ-2025-019 | The Nasdaq Stock Market LLC (NASDAQ) | (Withdrawn on 11/3/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule... View Received Comments |
| 34-103865 | Sep 4, 2025 | SR-NASDAQ-2025-042 | The Nasdaq Stock Market LLC (NASDAQ) | (WITHDRAWN on 11/18/25) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: on or before September 30, 2025. Rebuttal comments should be submitted by October 14, 2025. |
| 34-103864 | Sep 4, 2025 | SR-NASDAQ-2025-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions View Received Comments See Also - Exhibit 5 |
| 34-103846 | Sep 3, 2025 | SR-NASDAQ-2025-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive Trading Days View Received Comments See Also - Exhibit 5 |