National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102145 | Jan 10, 2025 | SR-IEX-2024-31 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Transaction Pricing for Certain Sub-Dollar Orders Comments Due: February 6, 2025 See Also - Rule19b-4 Information, Exhibit 5 Submit a Comment on SR-IEX-2024-31
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| 34-102086 | Jan 2, 2025 | SR-IEX-2024-30 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Transaction Pricing Schedule For Securities Priced Below $1.00 Comments Due: January 29, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102072 | Jan 2, 2025 | SR-IEX-2024-29 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: January 29, 2025 View Received Comments See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-101905 | Dec 13, 2024 | SR-IEX-2024-28 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange’s Parent Corporation to Add Provisions Permitting the Board of Directors, in Its Sole Discretion, to Invite One or More Observers to Attend and Partic Comments Due: January 9, 2025 See Also - Exhibit 5 |
| 34-101782 | Dec 2, 2024 | SR-IEX-2024-27 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that DEEP+ Data Will Be Included in the Exchange's HIST Data Product Comments Due: December 27, 2024 |
| 34-101779 | Nov 29, 2024 | SR-IEX-2024-26 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(a) to Better Reflect the Process for a Broker-Dealer to Become a Member (or Continue as a Member) of the Exchange Notwithstanding the Member (or a Person Associat Comments Due: December 26, 2024 See Also - Exhibit 5 |
| 34-101562 | Nov 7, 2024 | SR-IEX-2024-24 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Pricing Comments Due: December 5, 2024 See Also - Exhibit 5 |
| 34-101481 | Oct 30, 2024 | SR-IEX-2024-22 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Implementation Timeline for its Planned Data Center Migration, Which Was Set Forth in a Recent Rule Filing Comments Due: November 26, 2024 See Also - Exhibit 5 |
| 34-101237 | Oct 3, 2024 | SR-IEX-2024-19 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .17 to IEX Rule 5.110 (Supervision), so that any Location that is the Private Residence of a Person Associated with a Member at which Supervisory Activiti Comments Due: October 30, 2024 |
| 34-101231 | Oct 2, 2024 | SR-IEX-2024-20 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.330 to Adopt a New Market Data Product to be Known as DEEP+ Comments Due: July 8, 2025 See Also - Exhibit 5 |