National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102067 | Dec 31, 2024 | SR-CboeBZX-2024-130 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: January 27, 2025 View Received Comments See Also - Rule 19b-4 Information, Exhiit 5 Submit a Comment on SR-CboeBZX-2024-130
|
| 34-102044 | Dec 27, 2024 | SR-CboeBZX-2024-124 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt Cboe Timestamping Service, which is a Market Data Service Comprised of Two Distinct Market Data Reports Comments Due: January 24, 2025 See Also - Form 19b-4 Information, Exhibit 5 |
| 34-102024 | Dec 20, 2024 | SR-CboeBZX-2024-131 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform Comments Due: January 21, 2025 See Also - Exhibit 5 |
| 34-102016 | Dec 20, 2024 | SR-CboeBZX-2024-128 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 17, 2025 See Also - Exhibit 5 |
| 34-101998 | Dec 19, 2024 | SR-NASDAQ-2024-028, SR-CboeBZX-2024-091 | The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and View Received Comments |
| 34-102003 | Dec 19, 2024 | SR-CboeBZX-2024-126 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due: April 24, 2025 View Received Comments |
| 34-101997 | Dec 19, 2024 | SR-CboeBZX-2024-127 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: January 21, 2025 See Also - Exhibit 5 |
| 34-101990 | Dec 19, 2024 | SR-CboeBZX-2024-125 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule Regarding Uncontrolled External Distributors Comments Due: January 17, 2025 See Also - Exhibit 5 |
| 34-101969 | Dec 18, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the I View Received Comments |
| 34-101963 | Dec 18, 2024 | SR-CboeBZX-2024-091 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 16, 2025 View Received Comments |