National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-99591 Feb 23, 2024 SR-NYSE-2024-08 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Content of the NYSE Best Quote & Trades Data Feed
Comments Due: March 21, 2024
34-99533 Feb 14, 2024 SR-NYSE-2024-06 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rule 7.39
Comments Due: March 13, 2024
See Also - Exhibit 5
34-99520 Feb 12, 2024 SR-NYSE-2024-05 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 8, 2024
See Also - Exhibit 5
34-99511 Feb 9, 2024 SR-NYSE-2023-36 New York Stock Exchange LLC (NYSE) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program
View Received Comments
34-99406 Jan 22, 2024 SR-NYSE-2024-04 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: February 16, 2024
See Also - Exhibit 5
34-99380 Jan 17, 2024 SR-NYSE-2024-03 New York Stock Exchange LLC (NYSE) Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituti
Comments Due: March 5, 2024
Rebuttal comments: March 19, 2024
View Received Comments
See Also - Exhibit 5
34-99355 Jan 17, 2024 SR-NYSE-2023-09 New York Stock Exchange LLC (NYSE) Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies
View Received Comments
34-99323 Jan 11, 2024 SR-NYSE-2024-02 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: February 8, 2024
View Received Comments
See Also - Exhibit 5
34-99281 Jan 5, 2024 SR-NYSE-2023-51 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: February 1, 2024
See Also - Exhibit 5
34-99238 Dec 26, 2023 SR-NYSE-2023-34 New York Stock Exchange LLC (NYSE) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed
Comments Due: January 23, 2024
View Received Comments
See Also - Exhibit 5