National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103432 Jul 10, 2025 SR-NASDAQ-2025-030 The Nasdaq Stock Market LLC (NASDAQ) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares)
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
View Received Comments
34-103416 Jul 9, 2025 SR-NASDAQ-2025-038 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on a Proposed Rule Change, as modified by Amendment No. 1, to Amend the Rules Governing the Listing and Trading of Shares of the iShares Ethereum Trust to...
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34-103406 Jul 9, 2025 SR-NASDAQ-2025-008 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Rules Governing the Listing and Trading of the iShares Bitcoin Trust to Permit In-Kind Creations and Redemptions
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34-103392 Jul 7, 2025 SR-NASDAQ-2025-050 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: July 31, 2025
See Also - Exhibit 5
34-103386 Jul 3, 2025 SR-NASDAQ-2025-049 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: July 30, 2025
See Also - Exhibit 5
34-103361 Jul 1, 2025 SR-NASDAQ-2025-046 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Transaction Credit at Equity 7, Section 118(a)
Comments Due: July 28, 2025
See Also - Exhibit 5
34-103357 Jun 30, 2025 SR-NASDAQ-2025-037 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
Comments Due: June 17, 2025
34-103355 Jun 30, 2025 SR-NASDAQ-2025-034 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 21Shares Dogecoin ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: June 9, 2025
View Received Comments
34-103341 Jun 27, 2025 SR-NASDAQ-2025-047 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4754(b)(4) to Modify How the Nasdaq Official Closing Price Will be Determined for a Nasdaq-Listed ETP
Comments Due: July 23, 2025
See Also - Exhibit 5
34-103339 Jun 27, 2025 SR-NASDAQ-2025-045 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market LLC (“NOM”) Rules at Options 7, Section 2, Nasdaq Options Market - Fees and Rebates
Comments Due: July 23, 2025
See Also - Exhibit 5