National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103895 | Sep 5, 2025 | SR-NASDAQ-2025-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity-Based... View Received Comments Submit a Comment on SR-NASDAQ-2025-019
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| 34-103865 | Sep 4, 2025 | SR-NASDAQ-2025-042 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: on or before September 30, 2025. Rebuttal comments should be submitted by October 14, 2025. |
| 34-103864 | Sep 4, 2025 | SR-NASDAQ-2025-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions Comments Due: September 30, 2025 See Also - Exhibit 5 |
| 34-103846 | Sep 3, 2025 | SR-NASDAQ-2025-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive Trading Days Comments Due: September 29, 2025 See Also - Exhibit 5 |
| 34-103812 | Aug 29, 2025 | SR-NASDAQ-2025-063 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 and Rule Equity 7, Section 130 Comments Due: September 25, 2025 See Also - Exhibit 5 |
| 34-103811 | Aug 29, 2025 | SR-NASDAQ-2025-064 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115(e) Comments Due: September 25, 2025 See Also - Exhibit 5 |
| 34-103806 | Aug 28, 2025 | SR-NASDAQ-2025-016 | The Nasdaq Stock Market LLC (NASDAQ) | (WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Nasdaq Rule 5711(i)... View Received Comments |
| 34-103758 | Aug 21, 2025 | SR-NASDAQ-2025-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class... Comments Due: September 16, 2025. Rebuttal Comments Due: September 30, 2025. View Received Comments |
| 34-103730 | Aug 18, 2025 | SR-NASDAQ-2025-012 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments |
| 34-103729 | Aug 18, 2025 | SR-NASDAQ-2025-013 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Sha View Received Comments |