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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-104040 | Sep 24, 2025 | SR-PEARL-2025-45 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-PEARL-2025-45
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34-104014 | Sep 22, 2025 | SR-PEARL-2025-42 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 to Permit the Listing of Options on an Exchange Traded Fund as Defined in Rule 6c-11 Under the Investment Company Act of 1940 Comments Due: October 16, 2025 See Also - Exhibit 5 |
34-103919 | Sep 9, 2025 | SR-PEARL-2025-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data Feeds Comments Due: October 3, 2025 See Also - Exhibit 5 |
34-103907 | Sep 8, 2025 | SR-PEARL-2025-40 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report Comments Due: October 2, 2025 |
34-103903 | Sep 8, 2025 | SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 | Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (PEARL), MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to..... |
34-103784 | Aug 27, 2025 | SR-PEARL-2025-39 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Conform with Recent Amendments to the Definition of Round Lot under Rule 600 of Regulation NMS Comments Due: September 23, 2025 |
34-103645 | Aug 6, 2025 | SR-PEARL-2025-38 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Rebates for Executions of Orders in Securities Priced at or Above $1.00 Per Share that Add Displayed Liquidity Comments Due: September 2, 2025 See Also - Exhibit 5 |
34-103610 | Jul 31, 2025 | SR-PEARL-2025-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the VanEck Bitcoin Trust Comments Due: August 26, 2025 See Also - Exhibit 5 |
34-103547 | Jul 25, 2025 | SR-PEARL-2025-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Comments Due: August 20, 2025 See Also - Exhibit 5 |
34-103484 | Jul 17, 2025 | SR-PEARL-2025-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report Comments Due: August 12, 2025 See Also - Exhibit 5 |