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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99191 | Dec 15, 2023 | SR-BOX-2023-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7150-1 and Rule 7250 (Quote Mitigation) Comments Due: January 11, 2024 See Also - Exhibit 5 Submit a Comment on SR-BOX-2023-30
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| 34-99007 | Nov 21, 2023 | SR-BOX-2023-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish IM-7600-8 Comments Due: December 19, 2023 See Also - Exhibit 5 |
| 34-99009 | Nov 21, 2023 | SR-BOX-2023-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) Comments Due: December 19, 2023 See Also - Exhibit 5 |
| 34-98997 | Nov 21, 2023 | SR-BOX-2023-27 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in IM-5050-6 Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98987 | Nov 20, 2023 | SR-BOX-2023-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series Comments Due: December 18, 2023 See Also - Exhibit 5 |
| 34-98906 | Nov 13, 2023 | SR-BOX-2023-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Sections IV.A (Non-Auction Transactions) and IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: December 8, 2023 See Also - Exhibit 5 |
| 34-98568 | Sep 27, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor View Received Comments |
| 34-98446 | Sep 20, 2023 | SR-BOX-2023-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend the Language and Process Related to the Options Regulatory Fee Comments Due: October 17, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98385 | Sep 14, 2023 | SR-BOX-2023-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Qualification Thresholds of Section IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: October 11, 2023 See Also - Exhibit 5 |
| 34-98380 | Sep 13, 2023 | SR-BOX-2023-20 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor View Received Comments See Also - Exhibit 5 |