National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-102154 | Jan 10, 2025 | SR-PEARL-2024-64 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidate Comments Due: February 6, 2025 View Received Comments See Also - Rule19b-4 Information, Exhibit 5 Submit a Comment on SR-PEARL-2024-64
|
34-102155 | Jan 10, 2025 | SR-PEARL-2024-65 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidate Comments Due: February 6, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
34-102098 | Jan 3, 2025 | SR-PEARL-2024-62 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds Comments Due: January 31, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
34-102106 | Jan 3, 2025 | SR-PEARL-2024-63 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to the MIAX Pearl Options Fee Schedule Comments Due: January 31, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
34-102095 | Jan 2, 2025 | SR-PEARL-2024-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Discount Program for the Open-Close Report Comments Due: January 25, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
34-101977 | Dec 19, 2024 | SR-PEARL-2024-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Certain Clarifying Changes Related to New Time-In-Force Instructions on MIAX Pearl Equities Comments Due: January 16, 2025 See Also - Exhibit 5 |
34-101902 | Dec 12, 2024 | SR-PEARL-2024-57 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Make a Non-Substantive Change Comments Due: January 8, 2025 See Also - Exhibit 5 |
34-101897 | Dec 12, 2024 | SR-PEARL-2024-56 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule LLC to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: January 8, 2025 See Also - Exhibit 5 |
34-101798 | Dec 3, 2024 | SR-PEARL-2024-55 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to the Exchange’s Rulebook Comments Due: December 30, 2024 See Also - Exhibit 5 |
34-101719 | Nov 22, 2024 | SR-PEARL-2024-54 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange to Allow the Exchange to List and Trade Options on the Fidelity Wise Origin Bitcoin Fund (the “Fidelity Fund”) Comments Due: December 20, 2024 See Also - Exhibit 5 |