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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-43138 | Aug 10, 2000 | SR-CBOE-99-35, SR-CBOE-00-32, SR-NASD-99-53 | National Association of Securities Dealers (NASD), Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, Release No. 34-46429, 34-43863, Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166 |
| 34-43111 | Aug 2, 2000 | SR-NYSE-00-32 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Extend the Pilot Relating to Shareholder Approval of Stock Option Plans View Received Comments |
| 34-43100 | Jul 31, 2000 | SR-Phlx-00-01 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Amend its Current Enhanced Specialist Participation Provisions and Adopt Two New Programs in Phlx Rule 1014(g); Commission Request for Comment |
| 34-42758 | May 5, 2000 | SR-NYSE-99-48, 500-1, SR-NASD-99-26 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Order Approving Proposed Change To Rescind Exchange Rule 390 View Received Comments |
| 34-42723 | Apr 26, 2000 | SR-NYSE-99-48 | New York Stock Exchange LLC (NYSE) | Notice of Extension of Comment Period for Issues Relating to Market Fragmentation View Received Comments |
| 34-42565 | Mar 22, 2000 | SR-CHX-99-24 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Price Improvement for Securities that Trade in Minimum Variations of 1/64 |
| 34-42450 | Feb 23, 2000 | SR-NYSE-99-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation View Received Comments See Also - SR-NYSE-99-48 Comments received electronically are available |
| 34-42450 | Feb 23, 2000 | SR-NYSE-99-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation View Received Comments See Also - SR-NYSE-99-48 Comments received electronically are available |
| 34-42434 | Feb 16, 2000 | SR-NYSE-00-04 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Implementation of the Exchange's Audit Committee Rules |
| 34-42343 | Jan 14, 2000 | SR-NYSE-99-47 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Amend NYSE Rule 431 ("Margin Requirements") View Received Comments |