National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-47977 | Jun 4, 2003 | SR-Phlx-2003-37 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Delete the Prohibition Against the Delivery of Electronically Generated Orders Via AUTOM View Received Comments See Also - Rel. No. 34-48648 |
| 34-47959 | May 30, 2003 | SR-CBOE-2002-05 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendments No. 5 and 6 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System View Received Comments See Also - Rel. No. 34-47676 |
| 34-47948 | May 30, 2003 | SR-CBOE-2003-19 | Cboe Exchange, Inc. (CBOE) | Availabilty for Non-Exclusive, Exclusive, or Partially Exclusive Licensing of U.S. Patent Application Concerning East Access Dental Field Operating and Treatment System Having Over-the-Patient Delivery View Received Comments |
| 34-47957 | May 30, 2003 | SR-CBOE-2003-20 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Marketing Fee Procedures View Received Comments |
| 34-47912 | May 22, 2003 | SR-NYSE-2002-49, SR-NASD-2002-154 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Notice of Filing of Amendment No. 2 to Proposed Rule Changes by the New York Stock Exchange, Inc. Relating to Exchange Rules 344 ("Supervisory Analysts"), 345A ("Continuing Education for Registered Persons"), 351 ("Reporting Requirements") and 472 ("Communications With the Public") and by the National Association of Securities Dealers, Inc. Relating to NASD Rule 2711 ("Research Analysts and Research Reports") View Received Comments See Also - Rel. No. 34-48252, Rel. No. 34-47110 |
| 34-49755 | May 21, 2003 | SR-ISE-2004-12 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to Fee Changes |
| 34-47842 | May 13, 2003 | SR-Amex-2003-35 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC, Relating to Legal Fees Incurred by the Exchange View Received Comments |
| 34-47838 | May 13, 2003 | SR-PCX-2002-36 | NYSE Arca (NYSEARCA) | Order Granting Accelerated Approval to Amendments No. 2 and 3 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Exchange's New Trading Platform for Options, PCX Plus View Received Comments See Also - Rel. No. 34-46803, and comment letters |
| 34-47734 | Apr 24, 2003 | SR-PCX-2003-13 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program View Received Comments |
| 34-47689 | Apr 17, 2003 | SR-NYSE-99-51 | New York Stock Exchange LLC (NYSE) | Order Tracking |