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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-40479 | Sep 24, 1998 | SR-NYSE-98-28 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. Relating to Arbitration Rules |
| 34-40426 | Sep 10, 1998 | SR-Amex-98-32 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange, Inc. Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. See Also - Rel. No. 34-40622 |
| 34-40345 | Aug 19, 1998 | SR-Amex-98-19 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change by the American Stock Exchange, Inc. Relating to Solicitation of Options Transactions |
| 34-40146 | Jun 30, 1998 | SR-NYSE-98-10 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., and Amendment No. 1 Thereto, To Amend Exchange Rule 115 Regarding Disclosure of Specialists' Orders |
| 34-39964 | May 6, 1998 | SR-Phlx-98-09 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Revise Exchange Rule 1101A Relating To Index Options Strike Price Intervals |
| 34-39830 | Apr 6, 1998 | SR-NYSE-98-07 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., Consisting of Amendments to Its Rule Regarding COD Orders |
| 34-39774 | Mar 19, 1998 | SR-NYSE-98-05 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material |
| 34-39672 | Feb 17, 1998 | SR-NYSE-98-04 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material |
| 34-39394 | Dec 3, 1997 | SR-NYSE-97-31 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies See Also - Rel. No. 34-40688 |
| 34-37809 | Oct 10, 1996 | SR-NYSE-96-29 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Relating to Stock Distributions |