National Securities Exchanges - All Years
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-42343 | Jan 14, 2000 | SR-NYSE-99-47 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. To Amend NYSE Rule 431 ("Margin Requirements") View Received Comments |
| 34-42233A | Dec 23, 1999 | SR-NYSE-99-39 | New York Stock Exchange LLC (NYSE) | Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto View Received Comments See Also - Release No. 34-42233, Release No. 34-41980 |
| 34-42232 | Dec 14, 1999 | SR-Amex-99-38 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto View Received Comments See Also - Notice No. 34-41981 |
| 34-42233 | Dec 14, 1999 | SR-NYSE-99-39 | New York Stock Exchange LLC (NYSE) | Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto View Received Comments See Also - correction, Release No. 34-41980 |
| 34-42178 | Nov 24, 1999 | SR-PCX-99-39 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Creating PCX Equities, Inc. |
| 34-42004 | Oct 13, 1999 | SR-CHX-99-16 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rules Change and Amendment Nos. 1 and 2 by the Chicago Stock Exchange Relating to the Implementation of an Extended Hours Trading Session |
| 34-41981 | Oct 6, 1999 | SR-Amex-99-38 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Amending the Exchange's Audit Committee Requirements View Received Comments See Also - Rel. No. 34-42232 |
| 34-41980 | Oct 6, 1999 | SR-NYSE-99-39 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Amending Audit Committee Requirements of Listed Companies View Received Comments See Also - correction, Release No. 34-42233 |
| 34-41892 | Sep 21, 1999 | SR-AMEX-99-20 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendment No. 1, 2, 3 and 4 Relating to the Listing and Trading of Trust Issued Receipts See Also - Rel. No. 34-41593 |
| 34-41593 | Jul 1, 1999 | SR-AMEX-99-20 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts See Also - Rel. No. 34-41892 |