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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-41593 | Jul 1, 1999 | SR-AMEX-99-20 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts See Also - Rel. No. 34-41892 |
| 34-41549 | Jun 23, 1999 | SR-NYSE-99-21 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material View Received Comments |
| 34-41502 | Jun 9, 1999 | SR-NYSE-99-13 | New York Stock Exchange LLC (NYSE) | Order Granting Accelerated Approval of Amendment Nos. 2 and 3 Relating to Original Continued Listing Criteria |
| 34-41479 | Jun 4, 1999 | SR-NYSE-98-32 | New York Stock Exchange LLC (NYSE) | Order Granting Accelerated Approval of Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Stock Option Plans See Also - Rel. No. 34-40847, Rel. No. 34-40679 |
| 34-41397 | May 13, 1999 | SR-NYSE-97-18 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Specialists' Entry of Bids and Offers in Electronic Communications Networks and Other Market Centers |
| 34-41041 | Feb 11, 1999 | SR-NYSE-98-45 | New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to Rule 80A |
| 34-40847 | Dec 28, 1998 | SR-NYSE-98-32 | New York Stock Exchange LLC (NYSE) | Notice of Extension of the Comment Period for the Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval or Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40679 |
| 34-40688 | Nov 18, 1998 | SR-NYSE-97-31 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 2 to Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies See Also - Rel. No. 34-39394 |
| 34-40679 | Nov 13, 1998 | SR-NYSE-98-32 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval of Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40847 |
| 34-40622 | Oct 30, 1998 | SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 | American Stock Exchange (Amex), National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425 |