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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-41397 | May 13, 1999 | SR-NYSE-97-18 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Specialists' Entry of Bids and Offers in Electronic Communications Networks and Other Market Centers |
34-41041 | Feb 11, 1999 | SR-NYSE-98-45 | New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to Rule 80A |
34-40847 | Dec 28, 1998 | SR-NYSE-98-32 | New York Stock Exchange LLC (NYSE) | Notice of Extension of the Comment Period for the Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval or Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40679 |
34-40688 | Nov 18, 1998 | SR-NYSE-97-31 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 2 to Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies See Also - Rel. No. 34-39394 |
34-40679 | Nov 13, 1998 | SR-NYSE-98-32 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval of Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40847 |
34-40622 | Oct 30, 1998 | SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 | American Stock Exchange (Amex), National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425 |
34-40597 | Oct 23, 1998 | SR-NYSE-98-37 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Trading of the Ordinary Shares of DaimlerChrysler AG |
34-40479 | Sep 24, 1998 | SR-NYSE-98-28 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. Relating to Arbitration Rules |
34-40426 | Sep 10, 1998 | SR-Amex-98-32 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange, Inc. Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. See Also - Rel. No. 34-40622 |
34-40345 | Aug 19, 1998 | SR-Amex-98-19 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change by the American Stock Exchange, Inc. Relating to Solicitation of Options Transactions |