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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104015 | Sep 22, 2025 | SR-SAPPHIRE-2025-34 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 to Permit the Listing of Options on an Exchange Traded Fund as Defined in Rule 6c-11 Under the Investment Company Act of 1940 Comments Due: October 16, 2025 See Also - Exhibit 5 Submit a Comment on SR-SAPPHIRE-2025-34
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| 34-104012 | Sep 22, 2025 | SR-CBOE-2025-065 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Relating to Fingerprint-Based Background Checks Comments Due: October 16, 2025 See Also - Exhibit 5 |
| 34-104010 | Sep 22, 2025 | SR-CBOE-2025-067 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Options on the Cboe Magnificent 10 Index to Certain Rules and to Change the Market-Maker Appointment Tier for Certain Index Options Comments Due: October 16, 2025 See Also - Exhibit 5 |
| 34-104006 | Sep 19, 2025 | SR-CboeBZX-2025-127 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Certain Market Data Products Comments Due: October 15, 2025 See Also - Exhibit 5 |
| 34-103998 | Sep 18, 2025 | SR-IEX-2025-02 | Investors Exchange LLC (IEX) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments |
| 34-104003 | Sep 18, 2025 | SR-SAPPHIRE-2025-38 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing of a Proposed Rule Change to Update the Citations to Rule 600(b) of Regulation NMS Comments Due: October 14, 2025 See Also - Exhibit 5 |
| 34-104005 | Sep 18, 2025 | SR-MRX-2025-20 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6, Ports and Other Services Comments Due: October 14, 2025 See Also - Exhibit 5 |
| 34-104002 | Sep 18, 2025 | SR-SAPPHIRE-2025-37 | MIAX SAPPHIRE, LLC (SAPPHIRE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Establish Non-Transaction Fees Applicable to Floor Participants of the Exchange’s Trading Floor Comments Due: October 14, 2025 See Also - Exhibit 5 |
| 34-104004 | Sep 18, 2025 | SR-CBOE-2025-066 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Fees Related to the Cboe Legacy Silexx Platform and to Remove a Previous Waiver for FLEX and Cboe Silexx FIX Connections¸ as Well as Remove a Previous Waiver for Market... Comments Due: October 14, 2025 See Also - Exhibit 5 |
| 34-104000 | Sep 18, 2025 | SR-CboeBZX-2025-126 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Rules that Allow for the Trading of Complex Orders on the Exchange Comments Due: October 14, 2025 See Also - Exhibit 5 |