National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50571 | Oct 20, 2004 | SR-NASD-2004-146 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Permanently Adopt Fees for TotalView Product |
| 34-50558 | Oct 18, 2004 | SR-NASD-2004-148 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to TRACE Rule 6250 |
| 34-50541 | Oct 14, 2004 | SR-NASD-2004-147 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Bid Price Compliance Periods and Market Value of Publicly Held Shares Requirements See Also - Rel. No. 34-50753 |
| 34-50539 | Oct 14, 2004 | SR-NASD-2004-153 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers See Also - Rel. No. 34-50748 |
| 34-50537 | Oct 14, 2004 | SR-NASD-2004-143 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, by National Association of Securities Dealers, Inc. Relating to Attributable Summary Orders in the Nasdaq Market Center |
| 34-50545 | Oct 14, 2004 | SR-NASD-2004-114 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change, as Amended, Relating to Fees for Depth of Book Data in Exchange-Listed Securities in the Nasdaq Market Center See Also - Rel. No. 34-50304 |
| 34-50502 | Oct 7, 2004 | SR-NASD-2004-149 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Access Fees for Nasdaq’s Brut Facility |
| 34-50501 | Oct 7, 2004 | SR-NASD-2004-138 | National Association of Securities Dealers (NASD) | Air Quality Designations and Classifications for the 8-Hour Ozone National Ambient Air Quality Standards; Early Action Compact Areas With Deferred Effective Dates |
| 34-50483 | Oct 1, 2004 | SR-NASD-2004-118 | National Association of Securities Dealers (NASD) | Order Granting Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. To Introduce an Extranet Access Fee for Extranet Providers To Provide Direct Access Services for Nasdaq Market Data Feeds View Received Comments See Also - Rel. No. 34-50262 |
| 34-50485 | Oct 1, 2004 | SR-NASD-2003-201 | National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change, To Amend Schedule A of the NASD By-Laws To Adjust the Trading Activity Fee Rate, and To Add TRACE-Eligible and Municipal Securities as Covered Securities View Received Comments See Also - Rel. No. 34-49114 |