Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Amend the Trading Activity Fee Rate and Add TRACE-Eligible and Municipal Securities as Covered Securities

(Release No. 34-49114; File No. SR-NASD-2003-201)

• George Miller and Lynnette Hotchkiss, The Bond Market Association, June 16, 2004 (File name: srnasd2003201-15.pdf)
   
• Comments of O. Gene Hurst, Esq, Counsel for Wolfe & Hurst Bond Brokers, Inc., Feb. 20, 2004 (File name: ohurst022004.htm)
   
• Comments of Robert Wolf, Managing Director, Global Head of Fixed Income, Member of the UBS Group Managing Board; and Ray Ormerod, Executive Director, Fixed Income Compliance, UBS securities LLC, February 18, 2004 (File name: srnasd2003201-11.pdf)
   
• Comments of The Security Traders Association of New York, Inc., Feb. 18, 2004 (File name: stany021804.pdf)
   
• Comments of The Bond Market Association, Feb. 17, 2004 (File name: bma021704.pdf)
   
• Comments of Pamela M. Miller, Senior Vice President, Associated Bond Brokers, Inc., February 17, 2004 (File name: srnasd2003201-10.pdf)
   
• Comments of Mary McDermott-Holland, Chairman of the Board and John C. Giesea, President and CEO, Securities Traders Association, February 19, 2004 (File name: srnasd2003201-9.pdf)
   
• Comments of Richard F. Chapdelaine, Chairman and August J. Hoerrner, President, Chapdelaine & Co., February 16, 2004 (File name: srnasd2003201-8.pdf)
   
• Comments of Craig M. Overlander, Senior Managing Director, Bear, Stearns & Co. Inc., February 17, 2004 (File name: srnasd2003201-7.pdf)
   
• Comments of Samuel C. Doyle, Executive Vice President, Kirkpatrick, Pettis, Smith, Polian Inc., February 17, 2004 (File name: srnasd2003201-6.pdf)
   
• Comments of Thomas S. Vales, Chief Executive Officer, TheMuniCenter, February 18, 2004 (File name: srnasd2003201-5.pdf)
   
• Comments of Robert Beck, Principal, Municipal Securities, Edward D. Jones & Co., LP, February 17, 2004 (File name: srnasd2003201-4.pdf)
   
• Comments of Michael Rafferty. Rafferty Capital Markets, LLC, February 17, 2004 (File name: srnasd2003201-3.pdf)
   
• Comments of Richard F. Chapdelaine, Chairman and Michael Walsh, President, Chapdelaine Corporate Securities, February 12, 2004 (File name: srnasd2003201-2.pdf)
   
• Comments of Paige W. Pierce, Chief Operating Officer, The Bond Market Associationm February 11, 2004 (File name: srnasd2003201-1.pdf)
   

http://www.sec.gov/rules/sro/nasd/nasd2003201.shtml