National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51386 | Mar 16, 2005 | SR-NASD-2005-031 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks |
| 34-51382 | Mar 16, 2005 | SR-NASD-2005-029 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks |
| 34-51368 | Mar 14, 2005 | SR-NASD-2005-004 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings View Received Comments See Also - Rel. No. 34-51605 |
| 34-51356 | Mar 10, 2005 | SR-NASD-2004-159 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow NASD, on a Pilot Basis, To Review Denial of Access Complaints Related to the Alternative Display Facility See Also - Rel. No. 34-51092 |
| 34-51336 | Mar 9, 2005 | SR-NASD-2005-026 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees View Received Comments See Also - Rel. No. 34-51611 |
| 34-51339 | Mar 9, 2005 | SR-NASD-2004-164 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to the Random Selection of Arbitrators by the Neutral List Selection System View Received Comments See Also - Rel. No. 34-51083 |
| 34-51338 | Mar 9, 2005 | SR-NASD-2003-141 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities View Received Comments See Also - Rel. No. 34-55638, Rel. No. 34-54799 |
| 34-51325 | Mar 7, 2005 | SR-NASD-2005-007 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to a Proposal To Adopt a New IM-10308 on Mediators Serving as Arbitrators View Received Comments See Also - Rel. No. 34-51097 |
| 34-51324 | Mar 7, 2005 | SR-NASD-2004-042 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Foreign Hearing Locations See Also - Rel. No. 34-51082 |
| 34-51326 | Mar 7, 2005 | SR-NASD-2004-173 | National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules Governing the Operation of Nasdaq's Brut Facility See Also - Rel. No. 34-51078 |