Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50557 | Oct 18, 2004 | SR-MSRB-2004-04 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements See Also - Rel. No. 34-50328 |
| 34-50491 | Oct 5, 2004 | SR-MSRB-2004-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Offer New Historical Data Product See Also - Rel. No. 34-50689 |
| 34-50328 | Sep 7, 2004 | SR-MSRB-2004-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements See Also - Rel. No. 34-50557 |
| 34-50323 | Sep 7, 2004 | SR-MSRB-2004-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Consisting of Technical Amendments to Rule G-3 Relating to Professional Qualifications |
| 34-50294 | Aug 31, 2004 | SR-MSRB-2004-02 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination View Received Comments See Also - Rel. No. 34-49902 |
| 34-49902 | Jun 22, 2004 | SR-MSRB-2004-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Rule G-12(f) on Automated Comparison and G-14 on Transaction Reporting, and to the Implementation of a Facility for Real-Time Transaction Reporting and Price Dissemination View Received Comments See Also - Rel. No. 34-50294 |
| 34-48389 | Aug 21, 2003 | SR-MSRB-2003-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Telemarketing Rules To Require Participation in the National Do-Not-Call Registry View Received Comments |
| 34-48340 | Aug 14, 2003 | SR-MSRB-2003-06 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Filing by the Municipal Securities Rulemaking Board to Amend Rule A-14, on Annual Fees See Also - Rel. No. 34-48140 |
| 34-48169 | Jul 11, 2003 | SR-MSRB-2003-04 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board To Require Dealers To Establish Anti-Money Laundering Compliance Programs View Received Comments |
| 34-48140 | Jul 8, 2003 | SR-MSRB-2003-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Amend Rule A-14, on Annual Fees See Also - Rel. No. 34-48340 |