Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79239 | Nov 4, 2016 | SR-MSRB-2016-14 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees Related to the MSRB Academic Historical Transaction Data Product See Also - Exhibit 5 |
| 34-79225 | Nov 3, 2016 | SR-MSRB-2016-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Requirements in MSRB Rule A-4, on Meetings of the Board, Regarding the Formation of a Quorum See Also - Exhibit 5 |
| 34-78826 | Sep 13, 2016 | SR-MSRB-2016-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the MSRB Academic Historical Transaction Data Product View Received Comments |
| 34-78777 | Sep 7, 2016 | SR-MSRB-2016-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price View Received Comments See Also - Exhibit 5, Rel. No. 34-79347 |
| 34-78622 | Aug 22, 2016 | SR-MSRB-2016-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Due Date for Certain Submissions Under Rule G-45 and Provide Guidance on the Application of Rules G-42 and G-44 to Municipal Advisors to Sponsors or Trustees of Municipal Fund Securities See Also - Exhibit 5 |
| 34-78611 | Aug 18, 2016 | SR-MSRB-2016-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-77903 |
| 34-78323 | Jul 14, 2016 | SR-MSRB-2016-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Establish the MSRB Academic Historical Transaction Data Product View Received Comments |
| 34-78186 | Jun 28, 2016 | SR-MSRB-2016-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50) See Also - Exhibit 3a, Exhibit 3b |
| 34-77903 | May 25, 2016 | SR-MSRB-2016-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-78611 |
| 34-77856 | May 19, 2016 | SR-MSRB-2016-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation See Also - Exhibit 5 |