Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84809 | Dec 12, 2018 | SR-MSRB-2018-08 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Concerning Certain Data Elements on Form G-45 Under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities |
| 34-84630 | Nov 20, 2018 | SR-MSRB-2018-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination View Received Comments |
| 34-84496 | Oct 29, 2018 | SR-MSRB-2018-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Concerning Certain Data Elements on Form G-45 Under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities See Also - Exhibit 2, Exhibit 3 |
| 34-84341 | Oct 2, 2018 | SR-MSRB-2018-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination View Received Comments See Also - Exhibit 5 |
| 34-83713 | Jul 26, 2018 | SR-MSRB-2018-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers See Also - Exhibit 5 |
| 34-83572 | Jun 29, 2018 | SR-MSRB-2018-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Content Outline and Selection Specifications for the Series 52 Examination and To Revise the Content Outlines for the Series 50, Series 51 and Series 53 Examinations See Also - Exhibit 3 |
| 34-83483 | Jun 20, 2018 | SR-MSRB-2018-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules See Also - Exhibit 5 |
| 34-83207 | May 10, 2018 | SR-MSRB-2018-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Language of Certain Administrative Rules To Continue To Help Ensure That They Reflect MSRB Practices and Improve Consistency Among the Rules See Also - Exhibit 5 |
| 34-83177 | May 7, 2018 | SR-MSRB-2018-01 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change, Consisting to Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments |
| 34-83038 | Apr 12, 2018 | SR-MSRB-2018-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System See Also - Exhibit 4, Exhibit 5 |