Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3, on Professional Qualification Requirements, to Require Municipal Advisor Principals to Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination

Submitted Comments
Nov. 16, 2018	Gail Marshall, Chief Compliance Officer, Municipal Securities Rulemaking Board
Oct. 23, 2018	Elaine M. Philbrick, Principal, Derivative Advisors