Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61023 | Nov 18, 2009 | SR-MSRB-2009-16 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of New Rule A-16, on Examination Fees |
| 34-60783 | Oct 2, 2009 | SR-MSRB-2009-15 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-13, on Underwriting Assessments and Rule G-32, on Disclosures in Connection With Primary Offerings |
| 34-60725 | Sep 28, 2009 | SR-MSRB-2009-12 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) View Received Comments See Also - Rel. No. 34-60487 |
| 34-60690 | Sep 18, 2009 | SR-MSRB-2009-14 | Municipal Securities Rulemaking Board (MSRB) | Notice Regarding MSRB Rule G-15(a), on Customer Confirmations |
| 34-60528 | Aug 18, 2009 | SR-MSRB-2009-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendment to Rule A-14, on Annual Fee |
| 34-60487 | Aug 12, 2009 | SR-MSRB-2009-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) View Received Comments See Also - Rel. No. 34-60725 |
| 34-60408 | Jul 30, 2009 | SR-MSRB-2009-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-3, on Membership on the Board, Rule A-4, on Meetings of the Board, Rule A-5, on Officers and Employees of the Board, and Rule A-6, on Committees of the Board |
| 34-60359 | Jul 21, 2009 | SR-MSRB-2009-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities View Received Comments |
| 34-60314 | Jul 15, 2009 | SR-MSRB-2009-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection With Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA) View Received Comments See Also - Rel. No. 34-61238 |
| 34-60315 | Jul 15, 2009 | SR-MSRB-2009-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA) View Received Comments See Also - Rel. No. 34-61237 |