Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61793 | Mar 26, 2010 | SR-MSRB-2010-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations View Received Comments See Also - Rel. No. 34-62550, Rel. No. 34-62755 |
| 34-61647 | Mar 4, 2010 | SR-MSRB-2010-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Revised Interpretive Questions & Answers on the Application of Rule G-37 |
| 34-61381 | Jan 20, 2010 | SR-MSRB-2009-18 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) View Received Comments See Also - Rel. No. 34-61155 |
| 34-61237 | Dec 23, 2009 | SR-MSRB-2009-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA) View Received Comments See Also - Exhibit 4, Rel. No. 34-60315 |
| 34-61238 | Dec 23, 2009 | SR-MSRB-2009-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection With Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA) View Received Comments See Also - Exhibit 4, Rel. No. 34-60314 |
| 34-61155 | Dec 11, 2009 | SR-MSRB-2009-18 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) View Received Comments See Also - Rel. No. 34-61381 |
| 34-61110 | Dec 3, 2009 | SR-MSRB-2009-17 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of (i) Amendments to Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice View Received Comments See Also - Rel. No. 34-62715 |
| 34-61023 | Nov 18, 2009 | SR-MSRB-2009-16 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of New Rule A-16, on Examination Fees |
| 34-60783 | Oct 2, 2009 | SR-MSRB-2009-15 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-13, on Underwriting Assessments and Rule G-32, on Disclosures in Connection With Primary Offerings |
| 34-60725 | Sep 28, 2009 | SR-MSRB-2009-12 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) View Received Comments See Also - Rel. No. 34-60487 |