Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65255 | Sep 2, 2011 | SR-MSRB-2011-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice |
| 34-65234 | Aug 31, 2011 | SR-MSRB-2011-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and To Clarify That Certain Interpretations by the Financial Industry Regulatory Authority and the National Association of Securities Dealers Would Be Applicable to Municipal Advisors View Received Comments |
| 34-65158 | Aug 18, 2011 | SR-MSRB-2011-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendments to Rule A-3, on Membership on the Board View Received Comments |
| 34-65015 | Aug 2, 2011 | SR-MSRB-2011-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim View Received Comments |
| 34-64804 | Jul 5, 2011 | SR-MSRB-2011-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51) |
| 34-64564 | May 27, 2011 | SR-MSRB-2011-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors View Received Comments See Also - Rel. No. 34-63946 |
| 34-64455 | May 10, 2011 | SR-MSRB-2011-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Fee Changes to Its Historical Transaction Data Reports |
| 34-64201 | Apr 6, 2011 | SR-MSRB-2011-04 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change To Amend the MSRB Short-Term Obligation Rate Transparency (SHORT) Subscription Service See Also - Rel. No. 34-63950 |
| 34-64022 | Mar 3, 2011 | SR-MSRB-2011-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board |
| 34-64006 | Mar 2, 2011 | SR-MSRB-2011-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board |