Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65015 | Aug 2, 2011 | SR-MSRB-2011-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim View Received Comments |
| 34-64804 | Jul 5, 2011 | SR-MSRB-2011-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51) |
| 34-64564 | May 27, 2011 | SR-MSRB-2011-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors View Received Comments See Also - Rel. No. 34-63946 |
| 34-64455 | May 10, 2011 | SR-MSRB-2011-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Fee Changes to Its Historical Transaction Data Reports |
| 34-64201 | Apr 6, 2011 | SR-MSRB-2011-04 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change To Amend the MSRB Short-Term Obligation Rate Transparency (SHORT) Subscription Service See Also - Rel. No. 34-63950 |
| 34-64022 | Mar 3, 2011 | SR-MSRB-2011-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Rule Change Consisting of Amendments to MSRB Rule A-3, on Membership on the Board |
| 34-64006 | Mar 2, 2011 | SR-MSRB-2011-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board |
| 34-63962 | Feb 24, 2011 | SR-MSRB-2011-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amendments to Rule A-15, on Notification To Board of Termination of Municipal Securities Activities and Change of Name or Address |
| 34-63950 | Feb 23, 2011 | SR-MSRB-2011-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change To Amend the MSRB Short-term Obligation Rate Transparency ("SHORT") Subscription Service See Also - Rel. No. 34-64201 |
| 34-63946 | Feb 22, 2011 | SR-MSRB-2011-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendments to Rule G-23, on Activities of Financial Advisors View Received Comments See Also - Rel. No. 34-64564 |