Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71616 | Feb 26, 2014 | SR-MSRB-2013-09 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination ("RTRS Facility"); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements Under G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40, and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12 View Received Comments See Also - Rel. No. 34-71255 |
| 34-71598 | Feb 21, 2014 | SR-MSRB-2013-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-71144, Rel. No. 34-70531, Rel. No. 34-69835 |
| 34-71536 | Feb 12, 2014 | SR-MSRB-2014-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Revisions to MSRB Rule G-30, on Prices and Commissions and the Deletion of Rule G-18, on Execution of Transactions View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-72129 |
| 34-71326 | Jan 16, 2014 | SR-MSRB-2013-07 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals ("SMMPs"), and the Proposed Deletion of Interpretive Guidance View Received Comments See Also - Rel. No. 34-70593, Rel. No. 34-71665 |
| 34-71255 | Jan 8, 2014 | SR-MSRB-2013-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination ("RTRS Facility"); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements Under Rules G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40; and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12 View Received Comments See Also - Exhibit 2, Exhibit 3, Exhibit 5, Rel. No. 34-71616 |
| 34-71144 | Dec 19, 2013 | SR-MSRB-2013-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities View Received Comments See Also - Rel. No. 34-71598, Rel. No. 34-70531, Rel. No. 34-69835 |
| 34-70990 | Dec 5, 2013 | SR-MSRB-2013-08 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document See Also - Rel. No. 34-70607 |
| 34-70617 | Oct 7, 2013 | SR-MSRB-2013-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, To Modify the Standard of Independence for Public Board Members View Received Comments See Also - Rel. No. 34-70004 |
| 34-70607 | Oct 3, 2013 | SR-MSRB-2013-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document See Also - Exhibit 2, Exhibit 5, Rel. No. 34-70990 |
| 34-70593 | Oct 1, 2013 | SR-MSRB-2013-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-71665, Rel. No. 34-71326 |