Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77364 | Mar 14, 2016 | SR-MSRB-2016-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-15 To Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments View Received Comments See Also - Rel. No. 34-77744 |
| 34-77366 | Mar 14, 2016 | SR-MSRB-2016-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise an Effective Date of Several Previously-Approved Amendments to Rule G-14, on Transaction Reporting |
| 34-77316 | Mar 8, 2016 | SR-MSRB-2016-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice See Also - Exhibit 5 |
| 34-77051 | Feb 4, 2016 | SR-MSRB-2016-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program See Also - Exhibit 3 |
| 34-76999 | Jan 29, 2016 | SR-MSRB-2016-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-76763 | Dec 23, 2015 | SR-MSRB-2015-14 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, Rule G-8, on Books and Records, Rule G-9, on Preservation of Records, and Forms G-37 and G-37x View Received Comments See Also - Exhibit 5 |
| 34-76753 | Dec 23, 2015 | SR-MSRB-2015-03 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors View Received Comments See Also - Rel. No. 34-76420, Rel. No. 34-75737, Rel. No. 34-75628, Rel. No.34-74860 |
| 34-76653 | Dec 15, 2015 | SR-MSRB-2015-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Forms G-37, G-37x and G-38t To Change the MSRB's Address on the Forms See Also - Exhibit 3 |
| 34-76443 | Nov 16, 2015 | SR-MSRB-2015-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Proposed New MSRB Rule A-18, on Mandatory Participation in Business Continuity and Disaster Recovery Testing See Also - Exhibit 5 |
| 34-76420 | Nov 10, 2015 | SR-MSRB-2015-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 2 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors View Received Comments See Also - Rel. No. 34-76753, Rel. No. 34-75737, Rel. No. 34-75628, Rel. No.34-74860 |