Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64004 | Mar 2, 2011 | SR-FICC-2011-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division |
| 34-63986 | Feb 28, 2011 | SR-FICC-2010-09 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC View Received Comments See Also - Rel. No. 34-63361 |
| 34-63612 | Dec 29, 2010 | SR-FICC-2010-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule View Received Comments |
| 34-63611 | Dec 28, 2010 | SR-FICC-2010-08 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD See Also - Rel. No. 34-63301 |
| 34-63361 | Nov 23, 2010 | SR-FICC-2010-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC View Received Comments See Also - Rel. No. 34-63986 |
| 34-63301 | Nov 10, 2010 | SR-FICC-2010-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD See Also - Rel. No. 34-63611 |
| 34-63215 | Oct 29, 2010 | SR-FICC-2010-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee |
| 34-63038 | Oct 5, 2010 | SR-FICC-2010-04 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency See Also - Rel. No. 34-62767 |
| 34-62828 | Sep 2, 2010 | SR-FICC-2010-02 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members See Also - Rel. No. 34-62478 |
| 34-62796 | Aug 30, 2010 | SR-FICC-2010-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division |