Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102910 | Apr 22, 2025 | SR-FICC-2025-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 Comments Due: May 19, 2025 See Also - Exhibit 5 Submit a Comment on SR-FICC-2025-010
|
| 34-102907 | Apr 22, 2025 | SR-FICC-2025-003 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Adopt a Volatility Event Charge |
| 34-102894 | Apr 21, 2025 | SR-FICC-2025-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin Comments Due: July 2, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102755 | Apr 1, 2025 | SR-FICC-2025-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: April 28, 2025 See Also - Exhibit 5 |
| 34-102713 | Mar 21, 2025 | SR-FICC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption View Received Comments See Also - Exhibit 5 |
| 34-102705 | Mar 21, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments See Also - Exhibit 5 |
| 34-102653 | Mar 13, 2025 | SR-FICC-2025-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102532 | Mar 5, 2025 | SR-FICC-2025-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt a Volatility Event Charge Comments Due: April 1, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-102503 | Feb 27, 2025 | SR-FICC-2025-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Provisions Concerning Funds-Only Settlement Amount Payments of the GSD Rules Comments Due: March 26, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |