Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102713 | Mar 21, 2025 | SR-FICC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption View Received Comments See Also - Exhibit 5 Submit a Comment on SR-FICC-2025-006
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| 34-102705 | Mar 21, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments See Also - Exhibit 5 |
| 34-102653 | Mar 13, 2025 | SR-FICC-2025-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102532 | Mar 5, 2025 | SR-FICC-2025-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt a Volatility Event Charge Comments Due: April 1, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-102503 | Feb 27, 2025 | SR-FICC-2025-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Provisions Concerning Funds-Only Settlement Amount Payments of the GSD Rules Comments Due: March 26, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |
| 34-102271 | Jan 23, 2025 | SR-FICC-2025-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Voluntary Withdrawal Provisions of the Rules Comments Due: February 19, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-101955 | Dec 18, 2024 | SR-FICC-2024-013 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: January 16, 2025 See Also - Exhibit 5 |
| 34-101947 | Dec 17, 2024 | SR-FICC-2024-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Fund Maintenance Fee of MBSD and GSD Comments Due: January 13, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-101882 | Dec 11, 2024 | SR-FICC-2024-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy See Also - Exhibit 5 |