Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72396 | Jun 16, 2014 | SR-FICC-2014-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to New York Portfolio Clearing, LLC in the Rules of the Government Securities Division and in the Cross-Margining Agreement With the Chicago Mercantile Exchange See Also - Exhibit 5 |
| 34-72305 | Jun 4, 2014 | SR-FICC-2014-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for Dealers and the Mortgage-Backed Securities Division EPN Fee Schedule See Also - Exhibit 5 |
| 34-72184 | May 19, 2014 | SR-FICC-2014-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo Service See Also - Exhibit 5, Rel. No. 34-72457 |
| 34-71265 | Jan 9, 2014 | SR-FICC-2013-10 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division View Received Comments See Also - Rel. No. 34-70925 |
| 34-71091 | Dec 17, 2013 | SR-FICC-2013-09 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo at FICC's Government Securities Division See Also - Rel. No. 34-70831 |
| 34-70925 | Nov 22, 2013 | SR-FICC-2013-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division View Received Comments See Also - Rel. No. 34-71265 |
| 34-70831 | Nov 7, 2013 | SR-FICC-2013-09 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo at FICC's Government Securities Division See Also - Rel. No. 34-71091 |
| 34-70484 | Sep 24, 2013 | SR-FICC-2013-08 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Concerning the Mortgage-Backed Securities Division's Notification of Settlement Process See Also - Rel. No. 34-70232 |
| 34-70232 | Aug 19, 2013 | SR-FICC-2013-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change in Connection With the Notification of Settlement Process Used by the Mortgage-Backed Securities Division ("MBSD") See Also - Exhibit 5, Rel. No. 34-70484 |
| 34-70068 | Jul 30, 2013 | SR-FICC-2013-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo Service See Also - Rel. No. 34-69774 |