Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79167 | Oct 26, 2016 | SR-NSCC-2016-004, SR-FICC-2016-006 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Changes To Describe the Backtesting Charge and the Holiday Charge That May Be Imposed on Members See Also - Rel. No. 34-78807, Rel. No. 34-78808 |
| 34-79165 | Oct 26, 2016 | SR-NSCC-2016-003, SR-FICC-2016-005, SR-DTC-2016-007 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy See Also - Rel. No. 34-79528, Rel. No. 34-78778 |
| 34-79077 | Oct 11, 2016 | SR-FICC-2016-003 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants See Also - Rel. No. 34-78720, Rel. No. 34-78347 |
| 34-78807 | Sep 9, 2016 | SR-FICC-2016-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Describe the Backtesting Charge and the Holiday Charge That May Be Imposed on Members See Also - Exhibit 5, Rel. No. 34-79167 |
| 34-78778 | Sep 7, 2016 | SR-NSCC-2016-003, SR-FICC-2016-005, SR-DTC-2016-007 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy See Also - Rel. No. 34-79528, Rel. No. 34-79165 |
| 34-78720 | Aug 30, 2016 | SR-FICC-2016-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants See Also - Rel. No. 34-79077, Rel. No. 34-78347 |
| 34-78529 | Aug 10, 2016 | SR-FICC-2016-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee See Also - Exhibit 5 |
| 34-78347 | Jul 15, 2016 | SR-FICC-2016-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants See Also - Exhibit 5, Rel. No. 34-79077 |
| 34-78206 | Jun 30, 2016 | SR-FICC-2016-002 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Suspend the Interbank Service of the GCF Repo Service See Also - Rel. No. 34-77840 |
| 34-77988 | Jun 3, 2016 | SR-FICC-2016-001 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to the GCF Repo Service See Also - Notice Rel. No. 34-77675 |