Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98558 | Sep 27, 2023 | SR-FICC-2023-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge Comments Due: October 24, 2023 Submit a Comment on SR-FICC-2023-012
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| 34-98494 | Sep 25, 2023 | SR-FICC-2023-011 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit |
| 34-98335 | Sep 8, 2023 | SR-FICC-2023-013 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: October 5, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98327 | Sep 8, 2023 | SR-FICC-2023-010 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME |
| 34-98163 | Aug 18, 2023 | SR-FICC-2023-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to the Margin Liquidity Adjustment Charge Comments Due: September 14, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-98160 | Aug 17, 2023 | SR-FICC-2023-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit Comments Due: September 13, 2023 See Also - Exhibit 5, Exhibit 3 |
| 34-97969 | Jul 24, 2023 | SR-FICC-2023-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CM Comments Due: August 18, 2023 See Also - Exhibit 5, Exhibit 3 |
| 34-97897 | Jul 13, 2023 | SR-FICC-2023-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the GSD Rules, MBSD Rules, and EPN Rules Comments Due: August 9, 2023 See Also - Exhibit 5 |
| 34-97890 | Jul 13, 2023 | SR-FICC-2023-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2023 See Also - Exhibit 5 |
| 34-97596 | May 25, 2023 | SR-FICC-2023-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: June 22, 2023 View Received Comments See Also - Exhibit 5 |