Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99805 | Mar 20, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99774 | Mar 19, 2024 | SR-FICC-2024-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 15, 2024 See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-FICC-2024-004
|
| 34-99769 | Mar 19, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt a Minimum Margin Amount at GSD View Received Comments |
| 34-99710 | Mar 11, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-99462 | Feb 2, 2024 | SR-FICC-2024-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge Comments Due: February 29, 2024 See Also - Exhibit 5 |
| 34-99447 | Jan 30, 2024 | SR-FICC-2024-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Methodology Documents Comments Due: February 27, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99097 | Dec 6, 2023 | SR-FICC-2023-016 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-98882 | Nov 8, 2023 | SR-FICC-2023-014 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities |
| 34-98813 | Oct 27, 2023 | SR-FICC-2023-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98592 | Sep 28, 2023 | SR-FICC-2023-014 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities See Also - Exhibit 5, Exhibit 3 |