Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50402 | Sep 16, 2004 | SR-FICC-2004-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Government Securities Division and the Mortgage-Backed Securities Division Membership Rules See Also - Rel. No. 34-50617 |
| 34-50386 | Sep 15, 2004 | SR-FICC-2003-05 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to Additional Account Structures |
| 34-50389 | Sep 15, 2004 | SR-FICC-2003-06 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Assessment of Funds-Only Settlement Obligations |
| 34-49989 | Jul 8, 2004 | SR-FICC-2004-12 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Regarding Late Notifications of Repo Collateral Substitutions and to Designate an Additional High Volume Repo Substitution Day Trigger |
| 34-49947 | Jun 30, 2004 | SR-FICC-2003-01 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines |
| 34-49463 | Mar 24, 2004 | SR-FICC-2004-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Corrections |
| 34-49421 | Mar 16, 2004 | SR-FICC-2003-14 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Amending Impractical or Inconsistent Rules, Eliminating the Need for Routine Waivers of Various Rules Provisions, and Adding Rules to Protect the Clearing Corporation and Its Members |
| 34-41153 | Mar 10, 1999 | SR-GSCC-99-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing View Received Comments |
| 34-40889 | Jan 6, 1999 | SR-MBSCC-98-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing |