Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51021 | Jan 11, 2005 | SR-FICC-2004-09 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Changes to Membership Requirements See Also - Rel. No. 34-50718 |
| 34-51018 | Jan 11, 2005 | SR-FICC-2004-14 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Membership Requirements View Received Comments See Also - Rel. No. 34-51385 |
| 34-50965 | Jan 5, 2005 | SR-FICC-2004-06 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes See Also - Rel. No. 34-50642 |
| 34-50955 | Jan 3, 2005 | SR-FICC-2004-05 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Participants Fund Deposit Requirements of Its Mortgage-Backed Securities Division See Also - Rel. No. 34-50665 |
| 34-50888 | Dec 20, 2004 | SR-FICC-2004-19 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Changes to Eliminate or Amend Rules that are Inconsistent With Current Practice, Have Expired, Are Outdated, Are Unnecessary, or Require Technical Correction See Also - Rel. No. 34-51175 |
| 34-50806 | Dec 7, 2004 | SR-FICC-2004-21 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division of the Fixed Income Clearing Corporation |
| 34-50790 | Dec 3, 2004 | SR-FICC-2004-16 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to Establishment of a Cross-Margining Agreement With The Clearing Corporation See Also - Rel. No. 34-50594 |
| 34-50784 | Dec 2, 2004 | SR-FICC-2004-20 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Fee for Financing Debits Associated With Certain Obligations of Repo Brokers |
| 34-50718 | Nov 22, 2004 | SR-FICC-2004-09 | Fixed Income Clearing Corporation (FICC) | Notice of a Proposed Rule Change by the Fixed Income Clearing Corporation Relating to Changes to Membership Requirements See Also - Rel. No. 34-51021 |
| 34-50712 | Nov 22, 2004 | SR-FICC-2004-07 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Amend Its Rules To Eliminate the "Mortgage Banker" Category of Membership in Its Mortgage-Backed Securities Division See Also - Rel. No. 34-50536 |