Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54619 | Oct 18, 2006 | SR-FICC-2006-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating To Providing Certain Reports to its Members See Also - Rel. No. 34-54957 |
| 34-54622 | Oct 18, 2006 | SR-FICC-2006-13 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to the Federal Reserve's National Settlement Service See Also - Rel. No. 34-54821 |
| 34-54609 | Oct 16, 2006 | SR-FICC-2006-11 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating To Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity See Also - Rel. No. 34-54899 |
| 34-54570 | Oct 4, 2006 | SR-FICC-2006-12 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act See Also - Rel. No. 34-54879 |
| 34-54487 | Sep 22, 2006 | SR-FICC-2005-17 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division See Also - Rel. No. 34-53396 |
| 34-54457 | Sep 15, 2006 | SR-NSCC-2006-03, SR-FICC-2006-03 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-53671 |
| 34-54173 | Jul 19, 2006 | SR-NSCC-2006-08, SR-DTC-2006-10, SR-FICC-2006-09 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Whereby the President of Each Clearing Agency Shall Also Serve as Its Chief Executive Officer |
| 34-54162 | Jul 17, 2006 | SR-FICC-2006-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports |
| 34-53863 | May 24, 2006 | SR-FICC-2006-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligibility To Become a Funds-Only Settling Bank Member |
| 34-53852 | May 23, 2006 | SR-FICC-2006-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Provisions in the Rules of the Government Securities Division Relating to the GCF Forward Mark Component of the Funds-Only Settlement Process |