Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80489 | Apr 19, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-81194, Rel. No. 34-80877, Rel. No. 34-80489 |
| 34-80485 | Apr 19, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80876 |
| 34-80383 | Apr 5, 2017 | SR-FICC-2017-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80734 |
| 34-80349 | Mar 30, 2017 | SR-FICC-2017-001 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections View Received Comments See Also - Rel. No. 34-80235, Rel. No. 34-79958 |
| 34-80303 | Mar 24, 2017 | SR-FICC-2017-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes View Received Comments See Also - Exhibit 5, Rel. No. 34-80574 |
| 34-80253 | Mar 15, 2017 | SR-FICC-2017-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Intraday Mark-to-Market Charge See Also - Exhibit 5 |
| 34-80235 | Mar 14, 2017 | SR-FICC-2017-001 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections View Received Comments See Also - Rel. No. 34-79958, Rel. No. 34-80349 |
| 34-80234 | Mar 14, 2017 | SR-FICC-2017-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5, Rel. No. 34-80524, Rel. No. 34-80812, Rel. No. 34-81638, Rel. No. 34-82090 |
| 34-80236 | Mar 14, 2017 | SR-FICC-2017-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes View Received Comments See Also - Exhibit 5, Rel. No. 34-80563 |
| 34-79958 | Feb 3, 2017 | SR-FICC-2017-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80235, Rel. No. 34-80349 |