Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103201 | Jun 5, 2025 | SR-FICC-2025-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin Comments Due: July 2, 2025 View Received Comments Submit a Comment on SR-FICC-2025-008
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| 34-103096 | May 21, 2025 | SR-FICC-2025-014 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME Comments Due: June 18, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-103023 | May 12, 2025 | SR-FICC-2025-013 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Immediate Effectiveness of Proposed Rule Change to Permit Inter-Dealer Broker Netting Members to Use the Same Deposit ID Comments Due: June 6, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102994 | May 5, 2025 | SR-FICC-2025-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan Comments Due: May 30, 2025 See Also - Exhibit 5 |
| 34-102986 | May 5, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD. Comments Due: July 31, 2025 View Received Comments |
| 34-102983 | May 2, 2025 | SR-FICC-2025-012 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement Comments Due: May 29, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102981 | May 2, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption View Received Comments |
| 34-102939 | Apr 28, 2025 | SR-FICC-2025-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: May 23, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102910 | Apr 22, 2025 | SR-FICC-2025-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 Comments Due: May 19, 2025 See Also - Exhibit 5 |
| 34-102907 | Apr 22, 2025 | SR-FICC-2025-003 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Adopt a Volatility Event Charge |