Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101694 | Nov 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities View Received Comments |
| 34-101081 | Sep 18, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlem View Received Comments |
| 34-100399 | Jun 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transacti Comments Due: July 18, 2024. Rebuttal comments should be submitted by August 1, 2024. View Received Comments Submit a Comment on Submit Comments on SR-FICC-2024-005 |
| 34-100031 | Apr 25, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Tr View Received Comments |
| 34-99817 | Mar 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities Comments Due: April 17, 2024 View Received Comments See Also - Exhibit 5 |