The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102841 | Apr 11, 2025 | SR-DTC-2025-005 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Money Market Instruments Modernization Comments Due: May 8, 2025 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-DTC-2025-005
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| 34-102756 | Apr 1, 2025 | SR-DTC-2025-004 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: April 28, 2025 See Also - Exhibit 5 |
| 34-102712 | Mar 21, 2025 | SR-DTC-2025-003 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption Comments Due: July 18, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102652 | Mar 13, 2025 | SR-DTC-2025-002 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 9, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102280 | Jan 24, 2025 | SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 | Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation | Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy |
| 34-102218 | Jan 16, 2025 | SR-DTC-2025-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Comments Due: February 13, 2025 See Also - Rule19b-4 Information, Exhibit 3, Exhibit 5 |
| 34-102076 | Jan 2, 2025 | SR-DTC-2024-016 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Settlement Service Guide Comments Due: January 29, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-101964 | Dec 18, 2024 | SR-DTC-2024-015 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to DTC's New Issue Information Dissemination Service to Unwind a Prior Rule Filing and Provide a More Accurate Description of the Service Comments Due: January 16, 2025 See Also - Exhibit 5 |
| 34-101946 | Dec 17, 2024 | SR-DTC-2024-014 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: January 13, 2025 See Also - Exhibit 5 |
| 34-101945 | Dec 17, 2024 | SR-DTC-2024-012 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the ClaimConnect™ Service Guide Comments Due: January 13, 2025 See Also - Exhibit 5 |