The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69666 | May 30, 2013 | SR-DTC-2013-04 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change in Connection With the Modifications to Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction See Also - Exhibit 5, Rel. No. 34-69985 |
| 34-69597 | May 16, 2013 | SR-DTC-2013-06 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fees Related to Certain Corporate Action Events See Also - Exhibit 5 |
| 34-69562 | May 13, 2013 | SR-DTC-2013-01 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits See Also - Rel. No. 34-69276 |
| 34-69494 | May 2, 2013 | SR-DTC-2013-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) See Also - Rel. No. 34-69741 |
| 34-69276 | Apr 2, 2013 | SR-DTC-2013-01 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits See Also - Rel. No. 34-69562 |
| 34-68983 | Feb 25, 2013 | SR-DTC-2012-10 | The Depository Trust Company (DTC) | Notice of Filing Amendment No. 2 and Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments View Received Comments See Also - Rel. No. 34-68834, Rel. No. 34-68548 |
| 34-68834 | Feb 5, 2013 | SR-DTC-2012-10 | The Depository Trust Company (DTC) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments View Received Comments See Also - Rel. No. 34-68548 |
| 34-68594 | Jan 7, 2013 | SR-DTC-2012-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule With Respect to Settlement and Asset Services |
| 34-68548 | Dec 28, 2012 | SR-DTC-2012-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments View Received Comments See Also - Rel. No. 34-68834 |
| 34-68443 | Dec 14, 2012 | SR-DTC-2012-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Ministerial Changes to the Existing Reorganization Service Guide |