The Depository Trust Company (DTC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74142 | Jan 27, 2015 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-73975, Rel. No. 34-73755 |
| 34-73975 | Dec 31, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 |
| 34-73755 | Dec 5, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |
| 34-72132 | May 8, 2014 | SR-DTC-2014-805 | The Depository Trust Company (DTC-AN) | Notice of Filing and No Objection to Advance Notice to Renew DTC's Existing Credit Facility |
| 34-69556 | May 10, 2013 | SR-DTC-2013-802 | The Depository Trust Company (DTC-AN) | Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility |
| 34-68982 | Feb 25, 2013 | SR-DTC-2012-810 | The Depository Trust Company (DTC-AN) | Notice of Filing Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments See Also - Rel. No. 34-68690 |
| 34-68690 | Jan 18, 2013 | SR-DTC-2012-810 | The Depository Trust Company (DTC-AN) | Notice of Filing Advance Notice to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments See Also - Rel. No. 34-68982 |