Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in upcoming months. View the latest SEC Reg Flex agenda.

Issue Date File Number Rulemaking Status
S7-2026-31 Political Contributions by Certain Investment Advisers
Proposed Rule
Political Contributions by Certain Investment Advisers
IA-6994
S7-2026-30 Transfer Agent Rules
Trading and Markets
Proposed Rule
Transfer Agent Rules
34-106246
S7-22-22 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Investment Management
Final Rule
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
IA-6992
View Related Activity
S7-2026-29 Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
Trading and Markets
Proposed Rule
Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
34-106225
S7-2026-27 Regulation Crypto Assets
Corporation Finance
Proposed Rule
Regulation Crypto Assets
33-11434, 34-106150
Investment Company Governance Technical Amendments
Investment Management
Final Rule
Investment Company Governance Technical Amendments
IC-36282
S7-2026-25 Electronic Delivery of Information Under the Federal Securities Laws
Proposed Rule
Electronic Delivery of Information Under the Federal Securities Laws
33-11430, 34-105921, 39-2564, IA-6980, IC-36252
Modernization of Delegations of Authority to Commission Staff
Final Rule
Modernization of Delegations of Authority to Commission Staff
33-11431
Technical Amendments to Form X-17A-5 Part IIA
Final Rule
Technical Amendments to Form X-17A-5 Part IIA
34-105746
S7-2026-20 The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
Proposed Rule
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
34-105655
S7-2026-19 Rescission of Climate-Related Disclosure Rules
Proposed Rule
Rescission of Climate-Related Disclosure Rules
33-11421
Holding Foreign Insiders Accountable Act Disclosure
Corporation Finance
Final Rule
Holding Foreign Insiders Accountable Act Disclosure; Correction
34-104903A
View Related Activity
S7-2024-05 Financial Data Transparency Act Joint Data Standards
Corporation Finance
Final Rule
Financial Data Transparency Act Joint Data Standards
33-11420, 34-105536, IA-6967, IC-36163
View Related Activity
S7-2026-18 Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
Corporation Finance
Proposed Rule
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
33-11419, 34-105515
S7-2026-17 Registered Offering Reform
Corporation Finance
Proposed Rule
Registered Offering Reform
33-11418, 34-105513, IC-36160
Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
Final Rule
Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
33-11417, 34-105504, IC-6965, IA-36158
S7-2026-16 Regulatory Flexibility Agenda
Final Rule
Regulatory Flexibility Agenda
33-11416, 34-105483, IA-6963, IC-36153
S7-2026-15 Semiannual Reporting
Corporation Finance
Proposed Rule
Semiannual Reporting
33-11414, 34-105368, 39-2563, IC-36140
Technical Amendments to Rule 610(e) of Regulation NMS and to Delegation of Authority to Grant or Deny Exemptions from Rule 610 of Regulation NMS
Trading and Markets
Final Rule
Technical Amendments to Rule 610(e) of Regulation NMS and to Delegation of Authority to Grant or Deny Exemptions from Rule 610 of Regulation NMS
34-105346
S7-2026-13 Form PF; Reporting Requirements for All Filers
Investment Management
Proposed Rule
Form PF; Reporting Requirements for All Filers
IA-6959
S7-2026-12 Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
Trading and Markets
Concept Release
Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
34-105251
S7-2026-09 Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
Corporation Finance
Interpretive Release
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
33-11412, 34-105020
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-11411, 34-105011, 39-2562, IC-36018
S7-2026-08 Publication or Submission of Quotations Without Specified Information
Trading and Markets
Proposed Rule
Publication or Submission of Quotations Without Specified Information
34-105004
Holding Foreign Insiders Accountable Act Disclosure
Corporation Finance
Final Rule
Holding Foreign Insiders Accountable Act Disclosure
34-104903
View Related Activity
S7-16-22 Investment Company Names
Investment Management
Final Rule
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date
IC-35963
View Related Activity
S7-2026-05 Form N-PORT Reporting
Investment Management
Proposed Rule
Form N-PORT Reporting
IC-35962
Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934
Final Rule
Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934
34-104595
S7-2026-01 Amendments to the “Small Business” and “Small Organization” Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
Proposed Rule
Amendments to the “Small Business” and “Small Organization” Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
IA-6935, IC-35864