Final Rule

Rescission of Policy Regarding Denials in Settlements of Enforcement Actions

Overview

The Securities and Exchange Commission (“Commission”) is rescinding a rule of informal procedure that concerns settlements in judicial or administrative proceedings.

Last Reviewed or Updated: May 18, 2026

Details

Rule Type
Final
Release Number
33-11417
34-105504
IC-6965
IA-36158
SEC Issue Date
Effective Date

Date of Publication in the Federal Register

RIN
3235-AN77