Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-27-04 Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Final Rule
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
33-8600, 34-52202, 35-28013, IC-27025
View Related Activity
S7-27-04 Ownership Reports and Trading by Officers, Directors and Principal Security Holders
Proposed Rule
Ownership Reports and Trading by Officers, Directors and Principal Security Holders
34-49895, 35-27861, IC-26471
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024