Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in upcoming months. View the latest SEC Reg Flex agenda.

Issue Date File Number Rulemaking Status
S7-26-22 Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk
Investment Management
Final Rule
Form N-PORT Reporting; Extension of Effective and Compliance Dates
IC-35538
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S7-26-22 Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk
Investment Management
Final Rule
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs
IC-35308
View Related Activity
S7-26-22 Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk
Investment Management
Proposed Rule
Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting
33-11130
View Related Activity