This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-20-00 Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
Final Rule
Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
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S7-20-00 Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
Proposed Rule
Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
View Related Activity

Last Reviewed or Updated: Sept. 13, 2024