This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in upcoming months. View the latest SEC Reg Flex agenda.

Issue Date File Number Rulemaking Status
S7-18-23 Volume-Based Exchange Transaction Pricing for NMS Stocks
Trading and Markets
Final Rule
Withdrawal of Proposed Regulatory Actions
View Related Activity
S7-18-23 Volume-Based Exchange Transaction Pricing for NMS Stocks
Trading and Markets
Proposed Rule
Volume-Based Exchange Transaction Pricing for NMS Stocks
View Related Activity